Sales & Trading

Communicating, Executing and Delivering Ideas and Returns.

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Investment Banking

Innovative, Global Exposure and Fundamental Driven.

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Wealth Management

Disciplined, Personalized, and Experienced.

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Financial Advisory

Sustainable, Responsible, and Impactful.

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About Us

30 Years in the making. We are a boutique full-service investment bank that offers a full suite of unparalleled solutions in Sales & Trading, Creative Investment Banking, Wealth Management, and Financial Advisory to our clients.

UNIVEST AT A GLANCE

Products & Services

Capital Markets Advisory

Enduring Partnerships with Strategic Investors.

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Products & Services

ESG (Environmental, Social, and Governance) Initiative

Sustainable, Socially Responsible, and Impactful

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Products & Services

Sales & Trading

Communicating, Executing and Delivering Ideas and Returns

Learn More

Products & Services

Investment Banking

Innovative, Fundamental Driven and Global Exposure

Learn More

Products & Services

Wealth Management

Disciplined, Personalized and Experienced

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Our History

Founded in 1994, we, Univest Securities, pride ourselves in providing high level of value-added service to both our corporate and individual clients across the globe.

Our Team

Edric Guo

Chief Executive Officer, Head of Investment Banking Division

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Our Team

John Bermingham

Chief Compliance Officer

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Our Team

Bradley Richmond

Chief Operating Officer

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Our Team

Scott E. Madison

Managing Director of Capital Markets

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Most Recent Transaction

Univest Announces Closing of $8.0 Million Registered Follow-on Offering for Elevai Labs Inc. (NASDAQ: ELAB); Univest Acts as the Sole Placement Agent.

Univest today announced the closing of a registered follow-on offering of approximately $8.0 million for its client Elevai Labs Inc. (NASDAQ: ELAB), a pioneering force in medical aesthetics.

The aggregate gross proceeds to the Company was approximately $8 million.

Univest acted as the sole placement agent.

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RECENT TRANSACTIONS

View All
November 19th, 2024
Private Placement

$4,500,000

Sole Placement Agent
Qualigen Therapeutics, Inc.
NASDAQ:QLGN
November 11th, 2024
Private Placement

$2,500,000

Sole Placement Agent
Houston American Energy.
NYSE: HUSA
October 24th, 2024
Private Placement

$2,352,941

Sole Placement Agent
Algorhythm Holdings, Inc.
NASDAQ: RIME
October 3rd, 2024
Registered Direct Offering

$1,500,000

Sole Placement Agent
Akanda Corp.
NASDAQ: AKAN
September 24th, 2024
Registered Follow-On Offering

$8,000,000

Sole Placement Agent
Elevai Labs Inc.
NASDAQ: ELAB
September 17th, 2024
Registered Direct Offering

$1,200,000

Sole Placement Agent
Focus Universal Inc.
NASDAQ: FCUV
September 12th, 2024
Convertible Note

$30,000,000

Sole Placement Agent
Faraday Future Intelligent Electric Inc.
NASDAQ: FFIE
September 6th, 2024
Registered Direct Offering

$3,470,585.55

Sole Placement Agent
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
August 2nd, 2024
Private Placement

$1,150,000

Sole Placement Agent
Elevai Labs Inc.
NASDAQ: ELAB
July 12th, 2024
Promissory Note

$2,000,000

Sole Placement Agent
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
May 17th, 2024
Registered Direct Offering

$2,500,000

Sole Book Runner
Akanda Corp.
NASDAQ: AKAN
May 17th, 2024
Registered Direct Offering

$1,500,000

Sole Book Runner
Akanda Corp.
NASDAQ: AKAN
March 27th, 2024
Follow-On Offering

$5,000,000

Sole Book Runner
Akanda Corp.
NASDAQ: AKAN
March 26th, 2024
Registered Direct Offering

$926,957

Sole Placement Agent
GD Culture Group Limited
NASDAQ: GDC
February 12th, 2024
Registered Direct Offering

$5,000,000

Sole Placement Agent
TOP Financial Group Limited
NASDAQ: TOP
February 9th, 2024
Registered Direct Offering

$5,000,000

Sole Book Runner
Lottery.com Inc.
NASDAQ: LTRY
February 1st, 2024
Registered Direct Offering

$708,000

Sole Book Runner
Akanda Corp.
NASDAQ: AKAN
December 6th, 2023
Registered Direct Offering

$12,000,000

Sole Placement Agent
U Power Limited.
NASDAQ: UCAR
November 29th, 2023
Private Placement

$5,000,000

Sole Placement Agent
ZK International Group Co., Ltd.
NASDAQ: ZKIN
November 24th, 2023
Initial Public Offering

$6,000,000

Lead Book Runner
ELEVAI Labs Inc.
NASDAQ: ELAB
November 3rd, 2023
Registered Direct Offering

$9,998,126.66

Sole Placement Agent
GD Culture Group Limited
NASDAQ: GDC
October 2nd, 2023
Initial Public Offering

$10,000,000

Sole Book Runner
VS Media Holdings Limited
NASDAQ: VSME
September 21st, 2023
Initial Public Offering

$5,002,500

Sole Book Runner
Davis Commodities Limited
NASDAQ: DTCK
May 4th, 2023
Registered Direct Offering

$9,547,027.78

Sole Placement Agent
GD Culture Group Limited
NASDAQ: GDC
April 20th, 2023
Initial Public Offering

$11,000,000

Lead Book Runner
Top KingWin Ltd.
NASDAQ: TCJH
April 6th, 2023
Registered Direct Offering

$3,000,000

Sole Book Runner
AnPac Bio-Medical Science Co., Ltd.
NASDAQ: ANPC
April 4th, 2023
Initial Public Offering

$9,600,000

Sole Book Runner
Shengfeng Development Limited
NASDAQ: SFWL
February 8th, 2023
Initial Public Offering

$16,000,000

Lead Book Runner
Lichen China Limited
NASDAQ: LICN
January 27th, 2023
Initial Public Offering

$40,625,000

Co-Manager
QuantaSing Group Limited
NASDAQ: QSG
January 4th, 2023
Convertible Note

$16,666,666.66

Sole Placement Agent
Addentax Group Corp
NASDAQ: ATXG
November 7th, 2022
Registered Direct Offering

$25,000,000

Sole Placement Agent
Huadi International Group Co., Ltd.
NASDAQ: HUDI
October 26th, 2022
Follow-On Offering

$2,000,000

Sole Book Runner
Soluna Holdings, Inc.
NASDAQ: SLNH
August 30th, 2022
Initial Public Offering

$25,000,000

Sole Book Runner
Jianzhi Education Technology Group Company Limited
NASDAQ: JZ
July 21st, 2022
Public Offering

$40,000,000

Sole Book Runner
WeTrade Group Inc.
NASDAQ: WETG
July 20th, 2022
Private Investment in Public Equity (PIPE)

$61,215,000

Sole Placement Agent
Cenntro Electric Group Limited
NASDAQ: CENN
June 17th, 2022
Private Investment in Public Equity (PIPE)

$12,593,905

Sole Placement Agent
Marizyme, Inc.
OTC: MRZM
June 7th, 2022
Underwritten Public Offering

$5,750,000

Sole Book Runner
Bit Origin Limited
NASDAQ: BTOG
June 3rd, 2022
Initial Public Offering

$25,000,000

Lead Book Runner
Zhong Yang Financial Group Limited
NASDAQ: TOP
April 27th, 2022
Preferred Stock Offering

$30,486,565

Sole Book Runner
Soluna Holdings, Inc.
NASDAQ: SLNHP
January 13th, 2022
Initial Public Offering

$25,000,000

Sole Book Runner
Yoshitsu Co., Ltd
NASDAQ: TKLF
February 2nd, 2022
Registered Direct Offering

$16,130,716

Sole Placement Agent
China Xiangtai Food Co., Ltd.
NASDAQ: PLIN
December 28th, 2021
Preferred Stock Offering

$8,970,000

Sole Book Runner
Soluna Holdings, Inc.
NASDAQ: SLNHP
November 24th, 2021
Registered Direct Offering

$16,500,000

Sole Placement Agent
China Xiangtai Food Co., Ltd.
NASDAQ: PLIN
October 21st, 2021
Convertible Note

$16,300,000

Sole Placement Agent
Mechanical Technology, Inc.
NASDAQ: MKTY
September 23rd, 2021
Private Placement

$2,285,143

Sole Placement Agent
Todos Medical Ltd.
OTC: TOMDF
August 23rd, 2021
Preferred Stock Offering

$20,160,000

Sole Book Runner
Mechanical Technology, Inc.
NASDAQ: MKTYP
June 7th, 2021
Follow-On Offering

$24,562,500

Sole Placement Agent
TIAN RUIXIANG Holdings Ltd
NASDAQ: TIRX
April 27th, 2021
Follow-On Offering

$17,250,000

Sole Book Runner
Mechanical Technology, Inc.
NASDAQ: MKTY
April 7th, 2021
Follow-On Offering

$85,400,000

Sole Placement Agent
Ebang International Holdings Inc.
NASDAQ: EBON
March 25th, 2021
Initial Public Offering

$28,750,000

Sole Book Runner
Universe Pharmaceuticals, Inc.
NASDAQ: UPC
February 25th, 2021
Follow-On Offering

$14,375,000

Sole Book Runner
Glory Star New Media Group Holdings Limited
NASDAQ: GSMG
February 22th, 2021
Warrants Inducement

$72,400,000

Sole Solicitation Agent
Ebang International Holdings Inc.
NASDAQ: EBON
February 22th, 2021
Follow-On Offering

$96,000,000

Sole Placement Agent
Ebang International Holdings Inc.
NASDAQ: EBON
February 22th, 2021
Registered Direct Offering

$25,000,000

Sole Placement Agent
Code Chain New Continent Limited
NASDAQ: CCNC
February 10th, 2021
Initial Public Offering

$34,500,000

Sole Book Runner
Baosheng Media Group Holdings Limited
NASDAQ: BAOS
January 27th, 2021
ATM

$6,800,000

Sole Placement Agent
Houston American Energy Corporation
NYSE: HUSA
January 19th, 2021
Follow-On Offering

$40,000,000

Sole Placement Agent
TD Holdings, Inc.
NASDAQ: GLG
January 11th, 2021
Initial Public Offering

$28,750,000

Sole Book Runner
Qilian International Holding Group, Ltd.
NASDAQ: QLI
November 29th, 2020
Registered Direct Offering

$10,000,000

Sole Placement Agent
Tantech Holdings, Ltd.
NASDAQ: TANH
November 29th, 2020
Follow-On Offering

$42,000,000

Sole Placement Agent
Ebang International Holdings Inc.
NASDAQ: EBON
September 29th, 2020
Private Investment in Public Equity (PIPE)

$7,000,000

Sole Placement Agent
Marizyme, Inc.
OTC: MRZM
January 30th, 2020
Initial Public Offering

$16,000,000

Lead Book Runner
AnPac Bio-Medical Science
NASDAQ: ANPC
October 25th, 2019
Initial Public Offering

$12,650,000

Sole Book Runner
Happines Biotech Group, Ltd.
NASDAQ: HAPP
February 4th, 2019
Initial Public Offering

$8,000,000

Sole Book Runner
INmune Bio, Inc.
NASDAQ: INMB

UNIVEST IN THE NEWS

Featured News

Univest Securities, LLC Announces Closing of $8.0 Million Registered Follow-on Offering for its Client Elevai Labs Inc. (NASDAQ: ELAB)

New York, Sept. 24, 2024 (GLOBE NEWSWIRE) — Univest Securities, LLC (“Univest”), a member of FINRA and SIPC, a[...]

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Univest Securities, LLC Announces Closing of $25 Million Initial Public Offering of American Depository Shares for its Client Jianzhi Education Technology Group Company Limited (NASDAQ: JZ)

Univest Securities, LLC (“Univest”), a member of FINRA and SIPC, and a full-service investment bank and securities b[...]

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News Feed

11/19/2024

Qualigen Therapeutics Announces $4.5 Million Private Placement of Convertible Preferred Shares

11/11/2024

Houston American Energy Corp. Announces Closing of Private Placement and New Leadership to Boost Growth & Transformation.

09/24/2024

Univest Securities, LLC Announces Closing of $8.0 Million Registered Follow-on Offering for its Client Elevai Labs Inc. (NASDAQ: ELAB)

09/17/2024

Univest Securities, LLC Announces Closing of $1.2 Million Registered Direct Offering for its Client Focus Universal Inc. (NASDAQ: FCUV)